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You are here: Home / Investors / Self Certified High Net Worth Individual

Self Certified High Net Worth Individual

I, declare that I am a certified high net worth individual for the purposes of the Financial Services and Markets Act 2000
(Financial Promotion) Order 2005.
I understand that this means:
(a) I can receive financial promotions that may not have been approved by a person authorised by the Financial Conduct Authority;
(b) the content of such financial promotions may not conform to rules issued by the Financial Conduct Authority;
(c) by signing this statement I may lose significant rights;
(d) I may have no right to complain to either of the following –
(i) the Financial Conduct Authority; or
(ii) the Financial Ombudsman Scheme;
(e) I may have no right to seek compensation from the Financial Services Compensation Scheme.
I am a certified high net worth individual because at least one of the following applies:
(a) I had, during the financial year immediately preceding the date below, an annual income to the value
of £100,000 or more;
(b) I held, throughout the financial year immediately preceding the date below, net assets to the value of £250,000
or more. Net assets for these purposes do not include:
(i) the property which is my primary residence or any loan secured on that residence;
(ii) any rights of mine under a qualifying contract of insurance within the meaning of the Financial Services and Markets Act 2000 (Regulated Activities) Order 2001;
(iii) any benefits (in the form of pensions or otherwise) which are payable on the termination of my service.
I accept that I can lose my property and other assets from making investment decisions based on financial promotions.
I am aware that it is open to me to seek advice from someone who specialises in advising on investments (including unregulated investment schemes).
High Net Worth Certification

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Compliance

I am a certified high net worth investor because at least one of the following applies.
Net Assets for these purposes do not include: (i) the property which is my primary residence or any loan secured on that residence; ii) any rights of mine under a qualifying contract of insurance within the meaning of the Financial Services and Markets Act 2000 (Regulated Activities) order 2001; iii) any benefits (in the form of pensions or otherwise) which are payable on the termination of my service.
Clear
I accept that I can lose my property and other assets from making investment decisions based on financial promotions. I am aware that it is open to me to seek advice from someone who speclialises in advising on investments (including un-regulated investment schemes).

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